1.   Mitsubishi Corporation, Singapore – $320.0m

Mitsubishi rogue trader loses USD 320 million through unauthorised derivatives transactions.

Business Line: BL0202 Global Markets

Event Type: EL0101 Unauthorised Activity

2.  Caixa Geral de Depósitos, Portugal – $90.4m

Caixa Geral de Depósitos fined EUR 82 million by AdC for anti-competitive practice.

Business Line: BL0301 Retail Banking

Event Type: EL0402 Improper Business or Market Practices

3.  Santander Group, Brazil – $67.4m

Santander ordered to pay BRL 274 million over harassment of employees.

Business Line: BL0301 Retail Banking

Event Type: EL0301 Employee Relations

4.  Millennium BCP, Portugal – $66.1m

Millennium BCP fined EUR 60 million by AdC for anticompetitive practice.

Business Line: BL0301 Retail Banking

Event Type: EL0402 Improper Business or Market Practices

5.  Santander Group, Portugal – $38.6m

Santander fined EUR 35 million by AdC for anticompetitive practice.

Business Line: BL0301 Retail Banking

Event Type: EL0402 Improper Business or Market Practices

The operational risk year to date

Summary of distribution, frequency and severity of ORX News event digests.